FinTech
How RegTech Can Prevent Costly Compliance Failures
Reading Time: 3 minutes Carl Icahn was recently fined $1.5 million by the SEC, with Icahn Enterprises L.P. paying an additional $500,000, for failing to disclose key financial information. This isn’t an isolated incident—JPMorgan Chase was previously fined $200 million for similar compliance failures. Read more…