Tag: broker dealers
Reading Time: 7 minutes Let’s say a young investor wants to foray into buying stocks of tech mammoths such as Amazon and Apple that currently trades at $129 and $189 per share, respectively. If they are new to investing, Read more
Reading Time: 8 minutes The post-trade segment of the securities market has remained heavily regulated with decades of legacy processes and systems driving its operations. However, currently, it’s at an interesting inflection point, undergoing a paradigm transformation. Warming up Read more
Reading Time: 5 minutes The U.S. Securities and Exchange Commission (SEC) proposed Regulation Best Execution on December 14, 2022, to make sure that broker-dealers make a good-faith effort to find and give the best available market for their customers’ Read more
Reading Time: 9 minutes In a bid to ensure that broker-dealers follow through a good-faith effort to seek out and offer the best available market for their customers’ orders, the U.S. Securities and Exchange Commission (SEC) proposed Regulation Best Read more
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