Digital Brokerage
Regulation Best Execution And The Role of Broker-dealers in Compliance
Reading Time: 9 minutes Inside Regulation Best Execution: SEC’s Commitment to Fair Markets. Find out how you can leverage an OMS to stay ahead of the curve.
Digital Brokerage
Helping Brokerage Firms Modernize Their Post-trade Systems with Secure APIs
Reading Time: 6 minutes How can firms strategize for API integration and adoption for post-trade data challenges? We unpack on our blog on modernizing post-trade systems with secure APIs for the capital markets.
Digital Brokerage
SEC Regulation Best Interest: What It Means for Broker-Dealers in The Securities Market
Reading Time: 11 minutes Discover the key implications of Regulation Best Interest (Reg BI) on broker-dealers operating in the securities markets. Learn how this regulatory change shapes the standards of conduct and client interactions within the financial industry.
Digital Brokerage
The Role and Impact of AI in the Securities Market
Reading Time: 10 minutes Deploying AI in capital markets can revolutionize change from the bottom up – reinventing front-middle, and back-office functions for greater efficiency & faster settlement times. It can create a level playing field for investors and businesses in a dynamically growing business landscape.
Digital Brokerage
Improving SEC Rule 15c3-5 Compliance with a Reliable OMS
Reading Time: 9 minutes Find out how SEC Rule 15c3-5 or the Market Access rule compliance is in your best interest. Use a robust OMS to prevent unauthorized market access & ensure proper pre-trade checks to minimize operational risks.
Digital Brokerage
Achieving Efficiency with Advanced Technology Architecture in Post-trade Automation
Reading Time: 4 minutes Explore the challenges of legacy systems and the recommended technologies for enhanced scalability, efficiency, and regulatory compliance.
Digital Brokerage
How Real-time Data Processing Can Improve Efficiency in T+1 Settlement
Reading Time: 3 minutes Optimize trade execution for T+1 settlement and operational efficiency, achieving back office automation with real-time data processing.
Digital Brokerage
Role of Post-trade Automation in T+2 to T+1 Settlement
Reading Time: 5 minutes Discover the benefits of automating post-trade workflows and how it enables market participants to achieve T+1 settlement faster, reducing costs and increasing competitive edge. Read our blog on post-trade automation for the journey from T+2 to T+1 settlement.
FinTech
Reading Time: 4 minutes Classic bank runs of enormous magnitude have dominated global headlines over the past fortnight, throwing players across the global banking system into an unnerving frenzy. Three banks in the US have collapsed — a startup funding behemoth in the nation’s largest tech hub, and two prominent crypto-friendly lenders. The Read more…
FinTech
DeFi in Depth
Reading Time: 6 minutes DeFi is short for Decentralized Finance. DeFi is the ecosystem of fintech apps built on top of blockchain protocols and therefore decentralized in nature. Most DeFi apps are built on top of the Ethereum blockchain, but as new blockchain protocols gain popularity, the DeFi ecosystem is likely to expand. Traditional Read more…
FinTech
What is Over-the-Counter (OTC) trading? What are the pros & cons of OTC crypto trading?
Reading Time: 4 minutes Over-the-Counter (OTC) trading has been in use with traditional investors for many years now and has only recently gained prominence in the crypto investment arena. Over-the-Counter (OTC) trading has been in use with traditional investors for many years now and has only recently gained prominence in the crypto investment arena. Since Read more…
FinTech
How to Develop an Over the Counter Crypto Trading Platform
Reading Time: 3 minutes The demand for over-the-counter (OTC) crypto trading platform development has continued to skyrocket since its introduction and has seen many high net worth individuals and institutional investors drawn by its potential. The main reason for this can be attributed to an OTC desk’s simple ability to overcome major hurdles faced Read more…