Digital Brokerage
Regulation Best Execution And The Role of Broker-dealers in Compliance
Reading Time: 9 minutes Inside Regulation Best Execution: SEC’s Commitment to Fair Markets. Find out how you can leverage an OMS to stay ahead of the curve.
Digital Brokerage
Helping Brokerage Firms Modernize Their Post-trade Systems with Secure APIs
Reading Time: 6 minutes How can firms strategize for API integration and adoption for post-trade data challenges? We unpack on our blog on modernizing post-trade systems with secure APIs for the capital markets.
Digital Brokerage
The Impact of SEC Regulation Best Interest on Broker-Dealer-Client Relationships
Reading Time: 4 minutes Discover how SEC Regulation Best Interest reshapes broker-dealer-client dynamics, enhancing transparency and advisory quality.
Digital Brokerage
Transitioning to T+1: Impact and Benefits for Market Players in The Trading Ecosystem
Reading Time: 8 minutes Explore the impact and benefits of transitioning to T+1 settlement in the trading ecosystem. Learn how reduced risk, enhanced efficiency, and improved transparency are shaping the future of trading.
Digital Brokerage
Latest Features Driving The Future Of Middle-Office
Reading Time: 4 minutes Discover the latest game-changing middle-office features. Explore how emerging technologies boost efficiency and risk management.
Digital Brokerage
SEC Regulation Best Interest: What It Means for Broker-Dealers in The Securities Market
Reading Time: 11 minutes Discover the key implications of Regulation Best Interest (Reg BI) on broker-dealers operating in the securities markets. Learn how this regulatory change shapes the standards of conduct and client interactions within the financial industry.
Digital Brokerage
How API Integration Helps Drive Efficient Post-trade Settlements
Reading Time: 5 minutes Discover the significance of integrating the front office, middle office and back office with API for achieving efficiency in post-trade.
Digital Brokerage
SEC Rule 15c3-5 And How It Impacts Brokerage Firms
Reading Time: 3 minutes Discover the essentials of Rule 15c3-5 compliance and how advanced technologies can streamline the process.
Digital Brokerage
Automation Keeps Broker-dealers Ahead of The Curve
Reading Time: 4 minutes Stay ahead of the curve with post-trade automation. Learn how broker-dealers leverage real-time insights to thrive in the evolving industry.
Digital Brokerage
The Role and Impact of AI in the Securities Market
Reading Time: 10 minutes Deploying AI in capital markets can revolutionize change from the bottom up – reinventing front-middle, and back-office functions for greater efficiency & faster settlement times. It can create a level playing field for investors and businesses in a dynamically growing business landscape.
Digital Brokerage
Improving SEC Rule 15c3-5 Compliance with a Reliable OMS
Reading Time: 9 minutes Find out how SEC Rule 15c3-5 or the Market Access rule compliance is in your best interest. Use a robust OMS to prevent unauthorized market access & ensure proper pre-trade checks to minimize operational risks.
Digital Brokerage
Achieving Efficiency with Advanced Technology Architecture in Post-trade Automation
Reading Time: 4 minutes Explore the challenges of legacy systems and the recommended technologies for enhanced scalability, efficiency, and regulatory compliance.